Slide 1
Dialectics as a method of social research
Seminar given at the IIRE,
Part I. A general introduction.
As well known, Marx did not explicitly write a work on dialectics. Nevertheless, he thought it would be possible to make intelligible to people with ordinary intelligence in a few pages what is rational in the method “which Hegel discovered and at the same time mystified”. In spite of Marx’s warning that Hegel mystified dialectics, traditionally, commentators have tried to force Marx into conformity with Hegel. I will depart from this tradition and will submit a notion of dialectics as a method of social research, a method focused exclusively on social reality. This method is extracted from Marx’s own work rather than from Hegel’s work. I argue that it is internally consistent with Marx’s theory and therefore capable of further developing that theory in order to account for capitalism’s new features.
This method starts the inquiry into social life with a class determined analysis of phenomena as the unity in contradiction of relations and process. Relations are interactions between people. Every time a relation arises, or changes into a different type, or ends, there is a change in the social fabric (whether it is perceptible or not). For example, if two people engage in a relation of friendship, the rise of such a relation changes (even though minimally) social reality. The same holds in case an enterprise is started (or goes bankrupt), a family is formed (or breaks up), a political party is founded (or is dissolved), etc. Processes are transformations people carry out in the context of those relations. The reason why the unity is contradictory will be explained shortly. Society is a kaleidoscope of continuously changing phenomena, i.e. of people engaging in relations and processes. The analogy with Marx’s method in Capital I is clear. Marx starts the inquiry into economic life with a class determined analysis of commodities conceived as the unity in contradiction of use value and exchange value. The present approach starts the inquiry into social life with a class determined analysis of phenomena as the unity in contradiction of relations and process.
This
method is based upon three principles
Slide 2.
First
principle: phenomena are always both realized and
potential.
(α) A = {Ar, Ap} and B = {Br, Bp}
First
principle:
phenomena are always both realized and potential. This starting point for this
principle is empirical observation. Observation tells us that everything is
what it is and at the same time can be something different. This applies to
ourselves since we have a perception of what we
actually are (have become) and of what we potentially are, of what we can
potentially (be)come; or to an institution, like the state that is both the
actualized state and a potentially different state since it can evolve in many
different directions and take many different shapes; of knowledge, which is
subjected to a constant process of change (realization of its potentiality),
etc. Thus, reality has a double dimension, it is both actual existence and
potential existence. Marx, makes extensive use of the difference within the
same entity between its actualized and its potential existence. Suffice it to mention
the distinction, fundamental for his value theory, between realized and potential
value. More generally, as Marx puts it,
the “properties of a thing do not arise from its relation to other things, they
are, on the contrary, merely activated by such relations”. Now, what is activated can only be what is already
potentially present. In short, each realized phenomenon (a person, the
state, a form of knowledge, etc.) contains within itself a realm of potentialities.
In symbols, given two phenomena A and B, this principle can be symbolized as in
relation (α) where the curly brackets indicate the unity of the realized nature
and of the potential nature of phenomena (r indicates realized and p indicates
potential). Potentials are (a) real
possibilities because they are contained in realized phenomena but (b) formless possibilities because they take a definite form only at the moment of
their realization.
Slide 3
A = {Ar, Ap} indicates
the unity of the potentials and the realized and thus
the unity of
identity and difference
the unity of
opposites
the unity of essence and
appearance
Three points follow. First, since a realized phenomenon
is different from what it can potentially be, from its possibilities, the unity
of {Ar, Ap} indicates the unity of identity and difference. Ar is identical to
itself but is also different from itself, as Ap. The unity of {Ar,
Ap} is the synthetic rendition of the “affirmative recognition of
the existing state of things [and] at the same time, also the recognition of
the negation of that state” (Capital I). It is only by considering the realm of
potentialities that the otherwise mysterious unity of identity and difference
makes sense.
Second, the unity of {Ar, Ap} indicates also the unity of opposites, inasmuch as the potential features of a phenomenon (Ap) are opposite (contradictory) to its realized aspects. Disregard of the potential leads to absurd conclusions. For example, Lefebvre asserts that life and death are “identical” because the process of aging starts when a living organism is born. But life and death are opposites and not identical. Life is a realized phenomenon and death is an inevitable potential within life itself. Contrary to Lefebvre the unity of contradictions is not the unity of identities.
Third, the
unity of {Ar, Ap} indicates the unity of essence and appearance (appearance
is form of manifestation of the essence): Ap is the essence of A,
that which can manifest itself in a number of different realizations, while Ar
is its (temporary and contingent) appearance, the form taken by one of the many
possibilities inherent in A’s potential nature. Both essence and appearance are
not immutable but subject to constant change.
The notion of potential reality is absolutely fundamental in Marx’s work. We will see later on that it allows us to explain phenomena’s movement and change, the difference between formal and dialectical logic, and the temporal and non-equilibrium nature of the capitalist economy.
Slide 4.
Second
principle: phenomena are always both determinant
and determined.
Second principle: phenomena are always both determinant and determined. Here too the starting point is empirical observation. We can observe that all elements of social reality are interconnected (people can live and reproduce themselves only through reciprocal interaction) into a whole (society), that this whole changes continuously (even though some changes might be minimal), that this change can be continuous or discontinuous, and that the whole’s interconnected parts can be contradictory (e.g. people can have contradictory interests). This chaotic movement is given a conceptual structure by the notion of dialectical determination.
Consider two phenomena, A and B.
Slide 5
A
=> B indicates that A determines B because A calls into realized existence B
from within its potentialities as a condition of reproduction or supersession
of A.
A phenomenon, A, is said to be determinant if it calls into realized existence the determined one, B, from the realm of its potentialities as a condition of its own reproduction or supersession. The determined phenomenon, B, was already contained in the determinant phenomenon, A, as one of its potentialities (Ap) and thus into Ar. A is condition of existence of B and B is the realized condition of reproduction or supersession of A. This is indicated by the direction of the arrow going from A to B. This is how A determines B.
Slide 6
A
<= B indicates that B is the actual conditions of reproduction or supersession of
A
B has been actualized as the condition of reproduction or supersession of A but up to now has not yet begun to change A. After having been called into realized life, B reacts upon A and either reproduces it (in a changed form) or supersedes it. This is indicated by the reversed direction of the arrow, from B to A. This is how B determines A.
Slide 7
If we combine A => B and A <= B we
obtain A <=> B
If
we combine slide 5 and slide 6, A and B are connected by an arrow going in both
directions. This indicates mutual determination,
or dialectical relation: the
determinant phenomenon calls into realized
existence the determined one from within its own potentialities as a condition
of its own reproduction or supersession; the determined phenomenon, in its
turn, reacts upon the determinant phenomenon thus reproducing it or superseding
it. The typical example is the capitalist class that calls into existence the
labouring class (Labour is potentially present within Capital). Labour is the
condition of reproduction of Capital. But it can also become the condition of
supersession of Capital.
Slide
8
(β)
At1 <=> Bt2
Between the determination of B by A and of A by B there is
a temporal difference. For example, right now I am a realized person, and at
the same time a potentially different person. I will become an actually
different person only in a future moment, even if it is a fraction of a second.
If we take time into account, mutual determination becomes as in slide 8 where
the superscripts t1 and t2 indicate two points in time. At t1, A determines B. At t2, B determines A. Thus dialectical
determination takes place within a temporal setting.
Slide 9
If we
substitute
(α) A = {Ar, Ap} and B = {Br, Bp}
into
(β) At1 <=> Bt2
we
obtain the relation of mutual determination or dialectical relation
(γ) {Ar, Ap}t1
<=> {Br, Bp}t2
If
we substitute (α) into (β) we get relation (γ) which the relation of mutual or
dialectical determination. To sum up, both A and B are both potential and realized
(the former are contained in the latter). If the superscript r indicates realized and p indicates potential, Ap is
contained in Ar. However, initially Bp is not contained in
The above would seem to contain a
logical contradiction. If Bp is selected for realization, it must
acquire a definite form. Yet, Bp is a potential, and thus formless.
The contradiction is only apparent. The selection of Bp is first of
all the conceptualization of Br before Br can be
actualized. It is thus a realized element of knowledge and as such knowledge
with a specific form. But it is also at the same time a potential Br
because up to this point B has not been realized yet. This point will be
further developed later on.
Let me provide an example of mutual determination. Take a
realized production system. It contains potentially within itself a
distribution system. This is a formless potential. Production is thus the
condition of existence of distribution (in other words, distribution is
potentially contained in production). Planners get together to think about the
possible specific features of a distribution system by taking into account both
the realized and the potential features of the production system. The result is a blueprint of a distribution
system, a realized element of knowledge. The potential distribution
system is present as a shapeless element of knowledge in the heads of the
agents of production. It emerges at first as a realized element of knowledge
(the blueprint). As a realized element of knowledge it is a potential actual,
real, physical distribution system. It can thus become an actually realized
distribution system. On the basis of that
blueprint, an actually realized distribution system emerges. This
realized distribution system is now the actual condition of reproduction or
supersession of the production system. It contains its own potentialities. It
can thus begin to react upon and change the production system thus reproducing
it or superseding it (in this latter case distribution supersedes production if
for example the firm goes bankrupt because of inefficient distribution). It is thus
people as carriers of relations and agents of processes who engage in mutual
determination so that both the reproduction and the supersession of phenomena
must first go through a process of cognition and conception.
We can now see why phenomena are the unity in determination of relations and
processes.
Slide 10
- Four types of
relations and processes
- Relations determine
processes, R => P
In
slide 10, R indicates relations and P indicates processes. We can distinguish among
four types of relations: (a) relational transformations, the transformation of
the relation itself; (b) material transformations, the transformations of
material reality; (c) personal transformations, the transformations of the
persons engaging in that relation; and (d) mental transformations, the
transformations (production) of knowledge. Each of these relations determines
its own type of processes. As just mentioned, the criterion for attributing the
status of determinant to the relation is that only what has realized itself can
be the condition of existence of a potential reality. If relations are
temporally prior to processes, they are determinant and processes must be
determined. In fact, (a) the transformation of a relation presupposes that
relation (i.e. a relation must pre-exist its transformation); (b) personal
transformation (process) presupposes a relation, people cannot first undergo a
transformation and then engage in a relation (the contrary thesis would imply
that people can exist outside society); (c) the relation between people
carrying out both material and mental transformations pre-exists those
transformations. For example, under capitalism, the owners of the means of
production must hire (engage in a relation with) the laborer before the production
process can begin. Four points follow.
Slide 11
A process is also the
specific, empirically observable form taken by a relation.
First, relations are the non-observable aspect of
phenomena. Given that we can observe a relation only by observing what
people do when they carry out a process, a process is also the specific,
empirically observable form taken by that relation.
Slide 12
-
Processes determine relations, R <= P
-
Thus, Ph
= {R <=> P}, a unity in determination of R and P
- If in the relation
of mutual determination we have R and P instead of A and B, we get
{Rr,Rp}t1
<=> {Pr,Pp}t2
which symbolizes a
phenomenon as the unity in determination of R and P
-
Relations determine their own movement by determining their own processes
Second,
given that relations determine processes and given that processes are
transformations, i.e. movement, processes are the conditions of reproduction or
supersession of relations, i.e. relations determine their own movement by
determining their own processes.
Thus, the relation of dialectical determination developed above applies not
only to different phenomena but also within
phenomena, between relations and processes. As we shall see shortly, this
implies that relations and processes have a contradictory social content. In
slide 12 Ph stands for phenomena, R for relations and P for processes. This is
why a phenomenon is a unity in
determination of relations and processes.
Slide 13
Formal versus radical
transformations
Third,
a process, being determined, might change either only the form or also the
social content of its determining relation. In the former case that relation
undergoes a formal transformation, in
the latter case a radical transformation (e.g. it changes from being a condition of
reproduction to being a condition of supersession or vice versa).
Slide 14
Suspended interaction
Fourth, individuals engaging in a relation do not necessarily, and
usually do not, continuously interact with each other. Friends alternate
periods of contact with periods of separation, laborers work only part of the
day, etc. In a relation the actual interaction can be suspended without
breaking that relation. The interacting persons agree, either formally (e.g.
legally) or informally, either freely or under coercion, either explicitly or
implicitly, either by personal or by common consent, to resume their
interaction. Their specific processes are suspended too.
Slide 15
Why
and how can B become a condition of supersession of A?
1)
Humans have potentialities
2)
Society penetrates them and adapts them to itself (e.g. human cloning)
3)
Humans try to develop their own potentialities within these socially given
boundaries
The
question now is: why and how can B become a condition of supersession of A? The
answer requires some intermediate steps.
According to Marx our species has potentialities that set
it apart from other living creatures, as for example the capacity to create our
own means of production. Other authors point out other specifically human
features as for example the capacity of creating languages and communicating
through them (Geras). These potentialities and features are not unchangeable.
Society moulds them; it not only gives them an historically specific form but penetrates
them and adapts them to itself.
A
dramatic example of society changing those potentialities is the possibility
created by biotechnology to shape human life in ways functional for profit
making. It is within these socially given boundaries that humans try to develop
those potentialities to the utmost.
Slide 16
4)
Under capitalism
- the
development of the capitalists’ potentialities is informed by their need to
deal with the laborers as the source of the maximum feasible quantity of unpaid
labor.
- The
development of the laborer’s potentialities is informed by their need to resist
and abolish their alienation not only from their own products (which they must
alienate to the owners of the means of production) but also from themselves
(because they are not free to fully develop their potentialities).
Under capitalism, the development of
the capitalists’ potentialities is informed by their need to deal with the
laborers as the source of the maximum feasible quantity of unpaid labor. On the
other hand, the development of the laborer’s potentialities is informed by
their need to resist and abolish their alienation not only from their own
products (which they must alienate to the owners of the means of production)
but also from themselves (because they are not free to fully develop their
potentialities). Capital has the
objective need to exploit Labour and Labour has the objective need to resist
and abolish that exploitation, One class
needs to hold back human development, to shape it in accordance with its own
needs, the other class needs to expand it to the maximum and to break the
constraint imposed by the former class.
Slide 17
5) The
former class needs an egoistic and exploitative behaviour, the latter an
altruistic and solidaristic behaviour.
There
is thus not only one rationality under capitalism (Capital’s rationality) but
there is a double and contradictory
rationality (Capital’s and Labour’s rationality) emanating from the
capitalist ownership relation. This double and contradictory rationality is the
social content of the ownership relation.
The former class needs an egoistic
and exploitative behaviour, the latter an altruistic and solidaristic behaviour.
For the former, one’s well-being must be based upon the others’ misery, for the
latter one’s well being must be both the condition for, and the result of, the
others’ well being. The satisfaction of
the former need is functional for the reproduction of the capitalist system;
the satisfaction of the latter need is functional for the supersession of that
system.
There
is thus not only one rationality under capitalism (Capital’s rationality, for
example profit maximization, etc.) but there is a double and contradictory rationality
emanating from the capitalist ownership relation: Capital’s rationality and
Labour’s rationality. This double rationality is the ownership relation’s social content.
Slide 18
Why do
we choose the production relation as the ultimately determinant phenomenon?
Given
a certain time period, production is prior to distribution and consumption
(only what has been produced can be consumed) and thus to the rest of society.
Since
the ownership relation contains within itself all other phenomena, it transfers
this double rationality to all other
relations and processes. It is in this sense that this relation is ultimately
determinant.
The
choice of the ownership relation as the ultimately determinant phenomenon should
be justified.
Given a certain time period, production is prior to distribution and
consumption (only what has been produced can be consumed). The former contains
potentially the latter within itself. Therefore, only the former can be
determinant of the latter. Distribution and consumption can precede temporally
production but this is the production of the following period.
This holds for all societies. But each society has its own specificity. There is thus a specific sense in which production predominates under capitalism. What is specific to this system is that the producers have been expropriated of the means of production and must sell their labor power to the owners of the means of production. If this is capitalism’s specific element, it is also that which informs the rest of society (phenomena), the determining element in the last instance.
Since
the ownership relation contains within itself all other phenomena, it transfers this double rationality to all other relations and
processes. It is in this sense that this relation is ultimately
determinant
Of course, there are more than the two fundamental classes, there are also the old and the new middle class (Carchedi, 1977) but the focus on these two classes is sufficient for the present purposes.
Thus, the specificity of capitalism is not power relations, nor the political, ideological or economic oppression of social groups. This takes place also in other class divided societies. The specificity of capitalism is the capitalist ownership relation, something that cannot be found in any other type of society. It is the contradictory rationality of the capitalist ownership relation that spreads itself to other phenomena.
Notice that the present approach concerns capitalism. It is not meant to be a trans-epochal theory of society. However, similarly to Marx’s economic analysis of capitalism that highlights occasionally elements capitalism shares with other types of society such a the production of use values, in this approach as well there are elements common to all societies, such as the ultimately determining role of production.
Slide 19
Phenomena
realize their potentialities and modify their realized forms in the process of
mutual, dialectical, determination as in
(γ) {Ar, Ap}t1 <=> {Br, Bp}t2
This
relation indicates that phenomena are determined in the last instance by the
ownership relation (if A is the ownership relation so that B is any other
phenomenon) and by each other (if A and B are both determined by the ownership
relation). In this case relation (γ) indicates the specific manifestation of the determination in the last instance
of A and B as both being determined in the last instance by the ownership
relation.
Having seen why and how the ownership
relation is ultimately determinant, the next question is: does a phenomenon
receives its social content by the ownership relation directly? Is it a simple
reflection of that relation? The answer is that the other phenomena are not
simple copies, reflections, of the ownership relation. Given that each
phenomenon is an element of society and is thus connected directly or
indirectly to all other phenomena, each phenomenon is the condition of
existence and/or reproduction and/or supersession of all other phenomena.
Society is thus causa sui, i.e. it
both determines itself and is determined by itself. Phenomena realize their potentialities and create
the conditions of their own reproduction or supersession in the process of
mutual, dialectical, determination as in
relation (γ). If by A we indicate the ownership relation and B any other
phenomenon, this relation indicates the determination in the last instance of B
(in this case, all other phenomena) by the ownership relation. If both A and B
are considered to be determined by the ownership relation, relation (γ)
indicates the specific manifestation of the determination in the last
instance of A and B through their mutual determination. There is thus both a
direct and an indirect determination of all phenomena by the ownership
relation.
Slide 20
Levels
of abstraction.
Theoretically, relation (γ) can be made to represent the
determination of A by all other phenomena (including the ownership relation).
This is full determination, a practical impossibility. In practice, given the
complexity of social reality and the impossibility to comprehend all of it, we
must focus on the relation between a certain determinant and a limited number
of determined phenomena, abstraction being made from the rest of society. In
this case we focus on a partial determination and we select a certain level of
abstraction. This limited determination, then, is only an approximation to full
determination. While at the level of society at large a phenomenon can be
determinant at a certain level of analysis but determined at a different level
of analysis (according to which segment of reality, or level of abstraction, we
consider), once a certain segment of reality is chosen for inquiry, a
phenomenon can only be either determinant or determined.
Slide 21
Due to
their mutual determination as in relation (γ), phenomena become the condition
of existence and/or reproduction and/or supersession of all other phenomena and
ultimately of society. This is the contradictory social content of
phenomena.
Each
phenomenon’ social content is specific to it because it is the result
both of its determination in the last instance by the ownership relation and of
its relation of mutual determination with all other phenomena. This specific
social content must manifest itself as a realized form. Thus, no reflection
theory.
It is
in this sense that each phenomenon is relatively autonomous from,
because indirectly determined by, the ownership relation.
Due
to their mutual determination, phenomena become the condition of existence
and/or reproduction and/or supersession of all other phenomena and ultimately
of society. This is the contradictory social content of phenomena. As seen above, each one of them gets this
social content both by the ownership relation and by all other phenomena as in
relation (γ). It is because of this that each phenomenon’ social content
is specific to it.
It
is in this sense that each phenomenon is relatively autonomous from,
because indirectly determined by, the ownership relation.
We can now answer the question posed above: why and how can
the determined phenomenon become the condition of reproduction or of
supersession of the determinant one? We know that phenomena have a
contradictory social content. We also know that the determinant phenomenon
calls into existence the determined one from within the realm of its own
potentialities. It follows that if the determinant phenomenon calls into
existence the determined one from among the realm of its internal possibilities,
it transfers to it its own
contradictory social content, that content that it has received from all other
phenomena as in relation (γ). Upon its realization, and due
to this contradictory nature, the social content of the determined phenomenon reacts upon and modifies the social
content of the determinant
phenomenon and in this way it reproduces or supersedes the determinant
phenomenon. We can now see that relation (γ) concerns the transfer of A’s social content to B and the
(formal or radical) modification of A’s social content by B’s social content. In the last analysis, movement is powered by
phenomena’s contradictory social content.
To sum up, the double contradictory rationality of the
ownership relation is its social content. This social content is transferred to
all other phenomena but in an indirect way. Through the mutual determination of
all phenomena, including the ownership relation, the social content of the
ownership relation emerges as the specific
social content of each phenomenon determined by that relation, i.e. as the
specific way a phenomenon’s social content is condition of existence or of
reproduction or of supersession of other phenomena’s social content and thus of
society (i.e. of the capitalist ownership relation).
Slide 22
Third principle: phenomena are subject to constant movement and change.
Movement is the change undergone by phenomena from being realized to being
potential and vice versa; and from being a condition of existence to being a
condition of reproduction and/or of supersession and vice versa due to their contradictory
social content.
Third principle: phenomena are subject to constant
movement and change. This principle follows from the first two. A realized
phenomenon can change only because this is potentially possible, because of its
potential nature. Without this potential reality, realized phenomena are
static, they are what they are and not what they could be. Their potential
nature makes possible not only their change but also delimits the quantitative
and qualitative boundaries of that change. Phenomena are always both what they
are (as realized phenomena) and potentially something different and
contradictory to what they have become. But as we have see phenomena do not
change in isolation, they do not change only because of their own potential
nature. They change through the relation of mutual determination. Thus, movement is the change undergone by
phenomena from being realized to being potential and vice versa; and from being
a condition of existence to being a condition of reproduction and/or of
supersession and vice versa.
Slide 23
Movement is
(1) cyclical
(2) this cyclical movement is tendential in the
sense that one of the two forces, either the reproductive or the superseding,
is the tendency and the other the countertendency.
Movement has several specific features. Here
I will mention only two of them. First, movement is cyclical. A determinant phenomenon can call into existence more
than one phenomenon. Phenomenon A can determine B, C etc. Given the
contradictory nature of the determinant phenomenon, some determined phenomena
are contradictory conditions or reproduction and other are contradictory condition
of supersession. If the conditions of reproduction are dominant, the
determinant phenomenon reproduces itself in spite of the conditions of
supersession. In the opposite case, it supersedes itself in spite of the
conditions of reproduction. However, the contradictory reproduction is only
temporary because the superseding force gains eventually the upper hand. The
same for the contradictory supersession. Thus, the contradictory movement of the
determinant phenomenon towards reproduction or supersession is cyclical. Second, this cyclical
movement is tendential in the sense that one of the two forces, either the
reproductive or the superseding, is the tendency and the other the
countertendency. This is especially important in the study of the laws of
movement of capitalism.
Slide
24
Formal
logic
1 Law
of identity A = A
2 Law
of the excluded middle either
A=A or A ≠A, there is no third possibility
3 Law
of non-contradiction, a
proposition, A=A, and its denial, A≠A, cannot both be true.
This
cannot explain change.
I will now contrast dialectical logic as developed here with formal logic. Mainstream social sciences make use of traditional formal logic. The question, then, is whether formal and dialectical logic exclude each other or whether they can coexist. I will deal only with traditional formal logic because of two reasons. First, this is the logic used in the social sciences. Second, the conclusion will be reached that, while dialectical logic can accommodate contradictions in a constructive and fruitful way, this is impossible in formal logic. This applies both to traditional and to modern formal logic.
Formal logic rests on three basic laws. The law of identity states that something is equal to itself, i.e. A = A. It is well known that this is nothing more than a truism. As such it cannot generate any knowledge about A. The law of the excluded middle states that the statement A=A is either true or not true, i.e. either A=A or A ≠A. There is no third possibility. The law of non-contradiction, states that two contradictory propositions cannot both be true. A proposition, A=A, and its denial, A≠A, cannot both be true.
Notice that if A=A, there is no possible change, no possibility for A to become different from itself.
Slide 25
For dialectical logic A is equal to itself and at the
same time different from itself because Ar=Ar and at the
same time Ar≠Ap This explains change.
As I just pointed out, A = A is a truism. To be a meaningful statement, it must also be possible for A to be different from A. In this case, we can inquire into the conditions for A=A and for A≠A, i.e. into why and how A=A and why and how A≠A. This is what dialectical logic does. For dialectal logic, A is equal to itself and at the same time different from itself because of both its realized and of its potential nature. Given that both Ar and Ap are two aspects of the same phenomenon, Ar=Ar and at the same time Ar≠Ap. Formal logic is blind to the realm of potentialities so that it can only see that Ar is always and only equal to Ar. Change is banned from this view. But a society without change is a society in equilibrium and in equilibrium time ceases to be relevant. And these are indeed the features of bourgeois economics. This allows us to distinguish dialectical contradictions from logical mistakes.
Slide 26
Three types of contradiction
1. Formal logic
contradictions
2.
Meaningless contradictions.
3. Dialectical
contradictions
Case 1. Formal logic contradictions. If we consider only realized reality, what has become can only be what has become: Ar can only be Ar and the statement that Ar is different from Ar is a logical mistake. An 8 hour working day is an 8 hour working day and to assert that an 8 hour working day is also not an 8 hour working day is a logical contradiction, a mistake.
Case 2. Meaningless contradictions. If we consider both realizations and potentials, to hold that a realized phenomenon is different from its potentialities [Ar =Ar and Ar ≠Ap] is a meaningless contradiction if the potentialities are not contained in that realized phenomenon. The contradiction between a realized sheep and a potential horse, a horse potentially present in a sheep, is a meaningless contradiction because a horse in not a potential development of a sheep. It is meaningless to assert that a realized phenomenon is different from what it cannot potentially be.
Case 3. Dialectical contradictions. If we consider both the realized and the potential, the statement that a realized phenomenon is equal to itself but different from what it can potentially be is not a logical contradiction if those potentialities are indeed contained in that phenomenon. In this case we a have a real, or dialectical, contradiction. That a realized 8 hour working day is different from a potential 10 hour working day is a dialectical contradiction because a 10 hour working day is a real possibility, because the same forces that fix the length of the working day at 8 hours can also change it to 10 hours, thus explaining (the possibility of) its change. A dialectical contradiction is a contradiction between what has become and what can be(come) if the two aspects of that phenomenon are contradictory. Far from being a logical mistake, a dialectical contradiction is eminently suited to explain change. On the other hand, for formal logic all contradictions are mistakes.
This is different from saying that something can both be and not be. This is not dialectical logic but absurd nonsense deriving from disregarding the potential dimension of reality.
There is no division of labor between dialectical logic and formal logic. They are incompatible. Formal logic reduces movement to a succession of static moments
Slide 27
Formal logic is an ideology
It follows that formal logic, seen from the standpoint of its class content, is an ideology because it rules out dialectical contradictions and thus movement and change.
What is an ideology? An ideology is a form of knowledge that defends, implicitly or openly, the interests of a class as if they were the interests of all classes, usually by denying the existence of classes. Marxism is not an ideology because it openly defends the interests of labour. Neo-classical economics is an ideology because it defends the interests of Capital as if they were the interests of everybody. Thus an ideology is a form of knowledge that hides rather than revealing class interests. This is the case for formal logic as well. It was born in a slave society and was functional for the reproduction of that society. It was a static view of reality, a rationality in which radical change was absent. It was the status quo that was rational. Formal logic continued to be accepted in subsequent societies, including capitalism, because it can perform the same reactionary function in societies which, in spite of their differences, share the common feature of being class divided societies and in which it is in the interest of the ruling classes to use and foster this implicit rationalization of the status quo. This accounts for the resilience of traditional formal logic which has remained basically the same for over 2,000 years. Formal logic is an ideology not so much because of what it says but because of what it does not say. Those Marxists who accept formal logic as the method of social analysis cannot ground theoretically contradictory social change. Given that Marx’s theory is informed by dialectics, the banning of dialectics cannot but result in a static and thus conservative view. Formal logic and dialectical logic do not complement each other; they exclude each other because of their opposite class content.
Slide 28
Nevertheless the principles of formal logic can and
must be applied within dialectical logic if the potentials are disregarded as
just a partial step in the analysis.
Nevertheless, if the class content of formal logic is the opposite of, and excludes, that of dialectical logic, the principles of formal logic can and should be applied within dialectical logic as an supplementary method. In fact, whereas dialectical logic considers reality both for what it is and for what it can become, it is possible and sometimes necessary to choose a level of abstraction in which only the realm of the realized is considered as a partial and incomplete step in the analysis. In this case, the rules of formal logic apply. But this is acceptable only a within a broader view of reality stressing both the realized and the potential. The rules of formal logic, if immersed in a dialectical interpretative scheme, do not deny dialectical contradictions, movement and change but complement their understanding. To ban dialectical contradictions, movement and change from analysis (as in formal logic) means to hold on to a specific class content of the analysis. But to temporarily disregard the potentials, to analyze separately the potentials and the realized as a technique within a dialectical framework, is methodologically possible and necessary. The rules of formal logic, if immersed in dialectical logic, lose their class content.